ETF Closures

These 292 funds have been closed by their sponsor in the past 12 months. See also the list of upcoming closures.

SymbolNameSponsorCategory1Category2Close Date
ACTAdvisorShares Vice ETFAdvisorSharesUS EquityThematic11/26/2020
ADRAInvesco BLDRS Asia 50 ADR ETFInvescoGlobal Equity Global ex-US04/01/2020
ADRDInvesco BLDRS Developed Markets 100 ADR Index Fund ETFInvescoGlobal Equity Developed markets ex-US04/01/2020
ADRUInvesco BLDRS Europe 100 ADR Index Fund ETFInvescoGlobal EquityEurope04/01/2020
AGGEIQ Enhanced Core Bond U.S. ETFNew York LifeUS Fixed IncomeBroad market02/08/2020
AGNDWisdomTree Barclays U.S. Aggregate Bond Negative Duration ETFWisdom TreeUS Fixed Income Broad market06/05/2020
AMJLCredit Suisse X-Links Monthly Pay 2x Leveraged Alerian MLP Index ETNCredit Suisse ETNsSpecial Security TypesMLPs04/01/2020
AMUE-TRACS Alerian MLP Index ETNEtracs ETNs (UBS Bank)Special Security TypesMLPs11/26/2020
AOILAberdeen Standard Bloomberg WTI Crude Oil Strategy K-1 Free ETFAberdeen StandardCommoditiesEnergy04/01/2020
AXJLWisdomTree Asia Pacific ex-Japan Fund ETFWisdom TreeGlobal Equity Global ex-US06/05/2020
BDCLE-TRACS 2x Leveraged Wells Fargo BDC ETNEtracs ETNs (UBS Bank)Special Security TypesBDCs04/05/2020
BDCSETRACS Wells Fargo Business Development Companies ETNEtracs ETNs (UBS Bank)Special Security TypesBDCs12/02/2020
BNKOMicroSectors U.S. Big Banks Index 2X Leveraged ETNBank of Montreal ETNsUS EquitySingle industry12/29/2020
BNKZMicroSectors U.S. Big Banks Index -2X Inverse Leveraged ETNBank of Montreal ETNsUS EquitySingle industry12/29/2020
BSCKInvesco BulletShares 2020 Corporate Bond ETFInvescoUS Fixed Income Corporate bonds12/29/2020
BSJKInvesco BulletShares 2020 High Yield Corporate Bond ETFInvescoUS Fixed IncomeCorporate bonds12/29/2020
BUFFInnovator S&P 500 Diversified Power Buffer ETFInnovator Funds07/29/2020
BUYUSCF SummerHaven SHPEI Index ETFUSCFUS EquityBroad market10/25/2020
BUYNUSCF SummerHaven SHPEN Index ETFUSCFUS EquitySingle industry05/04/2020
BVALBrand Value ETFExponential ETFsUS EquityBroad Market08/04/2020
CEFLETRACS Monthly Pay 2x Leveraged Closed-End ETNEtracs ETNs (UBS Bank)Special Security TypesClosed end funds04/01/2020
CHEPQuantShares U.S. Market Neutral Value Fund ETFAGFAlternatives Market Neutral12/29/2020
CNYMarket Vectors Chinese Renminbi/USD ETNMarket Vector ETNs (Morgan Stanley)CommoditiesCurrency04/01/2020
CROPIndexIQ Global Agribusiness Small Cap ETFNew York LifeGlobal Equity Single industry08/19/2020
DAUDVelocityShares Daily 4x Long USD vs AUD ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
DCHFVelocityShares Daily 4x Long USD vs CHF ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
DEURVelocityShares Daily 4x Long USD vs EUR ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
DGAZVelocityShares Inverse Natural Gas (3x) ETNVelocityShares ETNsCommoditiesEnergy07/16/2020
DGBPVelocityShares Daily 4x Long USD vs GBP ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
DGLDVelocityShares Gold Bear (3x) ETNVelocityShares ETNsCommoditiesPrecious metals07/16/2020
DHDGWisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund ETFWisdom TreeGlobal EquityDeveloped markets ex-US04/01/2020
DIETDefiance Next Gen Food & Agriculture ETFDefiance ETFsGlobal Equity Single sector05/23/2020
DIVCC-Tracks ETN Miller/Howard Strt Div Rinv ETNC-Tracks ETNs (Citi)US EquityBroad market11/26/2020
DIVYReality Shares DIVS ETFReality SharesAlternativesOther10/01/2020
DJCIETRACS DJ-UBS Commodity Index TR ETNEtracs ETNs (UBS Bank)CommoditiesBroad market12/29/2020
DJPYVelocityShares Daily 4x Long USD vs JPY ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
DLBRVelocityShares Short LIBOR ETNVelocityShares ETNsAlternativesOther04/18/2020
DLBSiPath US Treasury Long Bond Bear ETNBarclays ETNsUS Fixed IncomeInverse debt04/01/2020
DOGSArrow DOGS of the World ETFArrow SharesGlobal EquityGlobal ex-US05/18/2020
DPKDirexion Developed Markets Bear (3x) ETFDirexion FundsGlobal Equity Developed markets ex-US04/01/2020
DRRMarket Vectors Double Short Euro ETNMarket Vector ETNs (Morgan Stanley)CommoditiesCurrency05/04/2020
DSLVVelocityShares Silver Bear (3x) ETNVelocityShares ETNsCommoditiesPrecious metals07/16/2020
DTODB Crude Oil Double Short (2x) ETNDeutsche Bank ETNsCommoditiesEnergy05/23/2020
DTULiPath US Treasury 2-year Bull ETNBarclays ETNsUS Fixed IncomeLeveraged debt08/19/2020
DTUSiPath US Treasury 2-year Bear ETNBarclays ETNsUS Fixed IncomeInverse debt08/19/2020
DTYLiPath US Treasury 10-year Bull ETNBarclays ETNsUS Fixed IncomeU.S. treasury bonds08/19/2020
DTYSiPath US Treasury 10-year Bear ETNBarclays ETNsUS Fixed IncomeInverse debt04/01/2020
DUALNorth Shore Dual Share Class ETFExchange Traded ConceptsUS EquityBroad Market01/14/2021
DVEMWisdomTree Emerging Markets Dividend ETFWisdom TreeGlobal EquityEmerging markets04/01/2020
DVHLEtracs 2X Leveraged Diversified High Income ETNEtracs ETNs (UBS Bank)Asset AllocationUS04/01/2020
DVOPSource Dividend Opportunity ETFSource Asset ManagementUS Equity Broad market05/04/2020
DVPTWM Funds Deep Value ETFExchange Traded ConceptsUS Equity Broad market07/01/2020
DVYLETRACS Monthly Pay 2x Leveraged Dow Jones Select Dividend ETNEtracs ETNs (UBS Bank)US EquityBroad market04/01/2020
DWAQInvesco DWA NASDAQ Momentum Portfolio ETFInvescoUS Equity Broad market04/01/2020
DWINInvesco DWA Tactical Multi-Asset Income ETFInvescoAsset AllocationGlobal04/01/2020
DWTVelocityShares 3x Inverse Crude Oil ETNVelocityShares ETNsCommoditiesEnergy04/05/2020
DWTRInvesco DWA Tactical Sector Rotation Portfolio ETFInvescoUS EquityBroad market04/01/2020
DYBWisdomTree Dynamic Bearish U.S. Equity ETFWisdom TreeAlternativesLong/short equity02/03/2020
DYLSWisdomTree Dynamic Long/Short U.S. Equity ETFWisdom TreeAlternatives Long/short equity06/05/2020
DZKDirexion Developed Markets Bull (3x) ETFDirexion FundsGlobal Equity Developed markets ex-US10/25/2020
EASIAmplify EASI Tactical Growth ETFAmplify ETFsUS EquityBroad Market07/16/2020
EEBInvesco BRIC ETFInvescoGlobal Equity Emerging markets04/01/2020
EMCGWisdomTree EM Consumer Growth Fund ETFWisdom TreeGlobal Equity Emerging markets06/05/2020
EMEMVirtus Glovista Emerging Markets ETFVirtus ETF SolutionsGlobal EquityEmerging markets02/03/2020
EMIHDeutsche X-trackers Emerging Markets Bond - Interest Rate Hedged ETFDeutsche Bank ETFsUS Fixed IncomeEmerging market bonds05/18/2020
ESGFOppenheimer Global ESG Revenue ETF Oppenheimer Funds Global EquityGlobal04/01/2020
ESGLOppenheimer ESG Revenue ETFOppenheimer Funds US EquitySocially responsible04/01/2020
ESGWCOLUMBIA SUSTAINABLE GLOBAL EQUITY INCOME ETF Columbia ThreadneedleGlobal EquityDeveloped markets04/01/2020
EUFLDirexion Daily European Financials Bull 2x Shares ETFDirexion FundsGlobal EquityEurope04/01/2020
EUMFWisdomTree Europe Multifactor ETFWisdom TreeGlobal EquityEurope06/05/2020
EUMViShares MSCI Europe Minimum Volatility ETFiSharesGlobal Equity Europe08/19/2020
EVIXVelocityShares 1X Long VSTOXX Futures ETNVelocityShares ETNsAlternativesVolatility04/09/2020
EWEMInvesco MSCI Emerging Markets Equal Country Weight ETFInvescoGlobal Equity Emerging markets04/01/2020
EXIVVelocityShares 1X Inverse VSTOXX Futures ETNVelocityShares ETNsAlternativesVolatility04/09/2020
EXTWisdomTree Total Earnings Fund ETFWisdom TreeUS Equity Broad market04/01/2020
FAUSFirst Trust Australia AlphaDEX ETFFirst TrustGlobal Equity Single country11/26/2020
FCANFirst Trust Canada AlphaDEX ETFFirst TrustGlobal Equity Single country11/26/2020
FFEUBarclays ETN+ FI Enhanced Europe 50 Series C ETNBarclays ETNsGlobal EquityEurope12/29/2020
FHKFirst Trust Hong Kong AlphaDEX ETFFirst TrustGlobal Equity Single country11/26/2020
FINUProShares UltraPro Financials ETFProSharesUS Equity Single sector04/01/2020
FINZProShares UltraPro Short Financials ETFProSharesUS Equity Single sector04/01/2020
FIYY Barclays ETN+ FI Enhanced Global High Yield Series B ETN Barclays ETNsGlobal EquityGlobal12/29/2020
FKOFirst Trust South Korea AlphaDEX ETFFirst TrustGlobal Equity Single country11/26/2020
FLAGForensic Accounting Long-Short ETFExchange Traded ConceptsAlternatives Long/short equity04/14/2020
FLATiPath US Treasury Flatterner ETNBarclays ETNsAlternativesOther08/19/2020
FLEUBARCLAYS ETN+ FI ENHANCED EUROPE 50 SERIES B ETNBarclays ETNsGlobal EquityEurope12/29/2020
FLIOFranklin Liberty International Opportunities ETFFranklin TempletonGlobal EquityGlobal ex-US04/01/2020
FMKFirst Trust Mega Cap AlphaDex ETFFirst TrustUS Equity Broad market12/29/2020
FRNInvesco Frontier Markets ETFInvescoGlobal Equity Frontier markets04/01/2020
FUDETRACS CMCI Food TR ETNEtracs ETNs (UBS Bank)CommoditiesAgriculture12/29/2020
FVLFirst Trust Value Line 100 Fund ETFFirst TrustUS EquityBroad Market12/29/2020
FXCHInvesco CurrencyShares Chinese Renminbi Trust ETFInvescoCommoditiesCurrency04/01/2020
FXSInvesco CurrencyShares Swedish Krona Trust ETFInvescoCommoditiesCurrency04/01/2020
FXSGInvesco CurrencyShares Singapore Dollar Trust ETFInvescoCommoditiesCurrency04/01/2020
GARDReality Shares DIVCON Dividend Guard ETFReality SharesUS Equity Broad market04/01/2020
GASLDirexion Natural Gas Stocks Bull (3x) ETFDirexion FundsUS Equity Single industry04/01/2020
GASXDirexion Daily Natural Gas Related Bear 3x Shares ETFDirexion FundsUS Equity Single industry04/01/2020
GBUYGoldman Sachs Motif New Age Consumer ETFGoldman Sachs ETFsGlobal Equity Single sector11/26/2020
GCEClaymore CEF GS Connect ETNGoldman Sachs ETNsSpecial Security TypesClosed end funds09/08/2020
GDATGoldman Sachs Motif Data-Driven World ETFGoldman Sachs ETFsGlobal Equity Single sector11/26/2020
GDNAGoldman Sachs Motif Human Evolution ETFGoldman Sachs ETFsGlobal Equity Single sector11/26/2020
GFINGoldman Sachs Motif Finance Reimagined ETFGoldman Sachs ETFsGlobal Equity Single sector11/26/2020
GHIIInvesco S&P High Income Infrastructure ETFInvescoGlobal Equity Single industry04/01/2020
GLBYWisdomTree Yield Enhanced Global Aggregate Bond ETFWisdom TreeGlobal Fixed IncomeGlobal06/05/2020
GMANGoldman Sachs Motif Manufacturing Revolution ETFGoldman Sachs ETFsGlobal EquitySingle industry11/26/2020
GSCGS Connect S&P GSCI Enhanced Commodity Total Return Strategy ETN Goldman Sachs ETNsCommoditiesBroad market09/08/2020
GUDBSage ESG Intermediate Credit ETFSage AdvisoryUS Fixed IncomeCorporate bonds12/29/2020
GULFWisdomTree Middle East Dividend ETFWisdom TreeGlobal Equity Emerging markets06/05/2020
HAOInvesco China Small Cap ETFInvescoGlobal Equity Single country04/01/2020
HAUDiShares Currency Hedged MSCI AUS ETFiSharesGlobal Equity Single country08/19/2020
HDLVETRACS Monthly Pay 2x US High Dividend Low Volatility ETNEtracs ETNs (UBS Bank)US Equity Broad market04/01/2020
HECOHuntington EcoLogical Strategy ETFStrategy SharesUS Equity Single industry04/23/2020
HEWIiShares Currency Hedged MSCI Italy ETFiSharesGlobal Equity Single country08/19/2020
HEWLiShares Currency Hedged MSCI SWZ ETFiSharesGlobal Equity Single country08/19/2020
HEWPiShares Currency Hedged MSCI Spain ETFiSharesGlobal Equity Single country08/19/2020
HEWYiShares Currency Hedged MSCI South Korea ETFiSharesGlobal Equity Single country08/19/2020
HFXEIQ 50 Percent Hedged FTSE Europe ETFNew York LifeGlobal EquityEurope08/19/2020
HFXJIQ 50 Percent Hedged FTSE Japan ETFNew York LifeGlobal Equity Single country08/19/2020
HOMLETRACS Monthly Reset 2xLeveraged ISE Exclusively Homebuilders ETNEtracs ETNs (UBS Bank)US EquitySingle industry04/01/2020
HSPXGlobal X S&P 500 Covered Call ETFGlobal X FundsAlternativesOptions09/08/2020
HUSEUS Market Rotation Strategy ETFStrategy SharesUS Equity Broad market04/23/2020
HYIHDeutsche X-trackers High Yield Corporate Bond - Interest Rate Hedged ETFDeutsche Bank ETFsUS Fixed IncomeCorporate bonds05/18/2020
HYNDWisdomTree Negative Duration High Yield Bond Fund ETFWisdom TreeUS Fixed Income Corporate bonds06/05/2020
HYXEiShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETFiSharesUS Fixed IncomeCorporate bonds09/18/2020
IBCDiShares 2020 Investment Grade Corp Bd ETFiSharesUS Fixed Income Corporate bonds04/01/2020
IBDCiShares iBonds Mar 2020 Corporate ETFiSharesUS Fixed Income Corporate bonds04/01/2020
IBDLiShares iBonds Dec 2020 Corporate ETFiSharesUS Fixed Income Corporate bonds12/29/2020
IBMIiShares iBonds Sep 2020 AMT-Free Muni Bd ETFiSharesUS Fixed Income Municipal bonds09/08/2020
IDYPacific Global International Equity Income ETFPacific GlobalGlobal EquityDeveloped markets ex-US10/30/2020
IEMDInvesco Emerging Markets Debt Defensive ETFInvescoGlobal Fixed IncomeEmerging markets04/01/2020
IEMVInvesco Emerging Markets Debt Value ETFInvescoGlobal Fixed IncomeEmerging markets04/01/2020
IFEUiShares Europe Developed Real Estate ETFiSharesGlobal Equity Europe08/19/2020
IFLYETFMG Drone Economy Strategy ETFETF Managers GroupGlobal Equity Single sector04/09/2020
IGIHDeutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETFDeutsche Bank ETFsUS Fixed Income Corporate bonds05/18/2020
IHYDInvesco Corporate Income Defensive ETFInvescoUS Fixed IncomeCorporate bonds04/01/2020
IHYVInvesco Corporate Income Value ETFInvescoUS Fixed IncomeCorporate bonds04/01/2020
IMFCInvesco Multi-Factor Core Fixed Income ETFInvescoUS Fixed IncomeBroad market04/01/2020
IMFDInvesco Multi-Factor Defensive Core Fixed Income ETFInvescoGlobal Fixed IncomeGlobal04/01/2020
IMFIInvesco Multi-Factor Income ETFInvescoUS Fixed Income Broad market04/01/2020
IMFPInvesco Multi-Factor Core Plus Fixed Income ETFInvescoUS Fixed IncomeBroad market04/01/2020
INRMarket Vectors Indian Rupee/USD ETNMarket Vector ETNs (Morgan Stanley)CommoditiesCurrency04/01/2020
ISDSInvesco RAFI Strategic Developed ex-US Small Company ETFInvescoGlobal Equity Developed markets ex-US08/19/2020
JAMFWisdomTree Japan Multifactor ETFWisdom TreeGlobal EquitySingle country01/18/2020
JNMFWisdomTree Japan Multifactor ETFWisdom TreeGlobal Equity Single country06/05/2020
JPEDJPMorgan Event Driven ETFJ.P. Morgan ETFsAlternativesOther07/01/2020
JPEUJPMorgan Diversified Return Europe Equity ETFJ.P. Morgan ETFsGlobal EquityEurope06/17/2020
JPGBJPMorgan Global Bond Opportunities ETFJ.P. Morgan ETFsGlobal Fixed IncomeGlobal09/18/2020
JPGEJPMorgan Diversified Return Global Equity ETFJ.P. Morgan ETFsGlobal Equity Developed markets07/01/2020
JPHFJPMorgan Diversified Alternatives ETFJ.P. Morgan ETFsAlternativesOther07/01/2020
JPLSJPMorgan Long/Short ETFJ.P. Morgan ETFsAlternativesLong/short equity06/17/2020
JPMFJPMorgan Managed Futures Strategy ETFJ.P. Morgan ETFsAlternativesManaged futures06/17/2020
JPMViShares MSCI Japan Minimum Volatility ETFiSharesGlobal Equity Single country08/19/2020
JPNLDirexion Daily MSCI Japan Bull 3X Shares ETFDirexion FundsGlobal Equity Single country10/25/2020
KNABMicroSectors U.S. Big Banks Index Inverse ETNBank of Montreal ETNsUS EquitySingle industry12/29/2020
KNOWDirexion All Cap Insider Sentiment Shares ETFDirexion FundsUS EquityBroad Market10/25/2020
KOLMarket Vectors Coal ETFVan Eck Global Equity Single industry12/29/2020
LACKDirexion Daily Consumer Staples Bear 3X Shares ETFDirexion FundsUS EquitySingle sector10/25/2020
LBDCETRACS Wells Fargo Business Development Company 2x Series B ETN Etracs ETNs (UBS Bank)Special Security TypesBDCs04/05/2020
LDRIInvesco LadderRite 0-5 Year Corporate Bond ETFInvescoUS Fixed Income Corporate bonds04/01/2020
LMLPETRACS Monthly Pay 2x Wells Fargo MLP Ex-Energy ETNEtracs ETNs (UBS Bank)Special Security TypesMLPs04/01/2020
LRETETRACS Monthly Pay 2xLeveraged MSCI US REIT Index ETNEtracs ETNs (UBS Bank)US EquitySingle industry04/01/2020
LVHBLunt Low Vol/High Beta Tactical ETFInnovator FundsUS Equity Broad market08/19/2020
LVHELegg Mason Emerging Markets Low Volatility High Dividend ETFLegg MasonGlobal EquityEmerging markets05/18/2020
LVLInvesco S&P Global Dividend Opportunities Index ETFInvescoGlobal Equity Global04/01/2020
LVUSHartford Multifactor Low Volatility US Equity ETFHartford FundsUS EquityBroad market08/19/2020
MIDZDirexion Mid Cap Bear 3x Shares ETFDirexion FundsUS Equity Broad market04/01/2020
MLPCC-Tracks Miller/Howard MLP Fundamental Index ETNC-Tracks ETNs (Citi)Special Security TypesMLPs11/26/2020
MLPEC-Tracks Miller/Howard MLP Fundamental ETNC-Tracks ETNs (Citi)Special Security TypesMLPs11/26/2020
MLPGETRACS Alerian Natural Gas MLP ETNEtracs ETNs (UBS Bank)Special Security TypesMLPs11/26/2020
MLPIETRACS Alerian MLP Infrastructure ETNEtracs ETNs (UBS Bank)Special Security TypesMLPs11/26/2020
MLPQETRACS 2x Monthly Leveraged Alerian MLP Infrastructure Index Series B ETNEtracs ETNs (UBS Bank)Special Security TypesMLPs04/01/2020
MLPZETRACS 2xMonthly Leveraged S&P MLP Index Series B ETNEtracs ETNs (UBS Bank)Special Security TypesMLPs04/01/2020
MLTICredit Suisse X-Links Multi-Asset High Income ETNCredit Suisse ETNsAsset AllocationGlobal06/17/2020
MORLETRACS Monthly Pay 2x Leveraged Mortgage REIT ETNEtracs ETNs (UBS Bank)US EquitySingle industry04/01/2020
MRRLETRACS Monthly Pay 2xLeveraged Mortgage REIT Series B ETN Etracs ETNs (UBS Bank)US EquitySingle industry04/01/2020
MSUSLHA Market State U.S. Tactical ETFLittle Harbor AdvisorsUS EquityBroad market07/01/2020
MUTEDirexion Daily Communication Services Index Bear 3X Shares ETFDirexion FundsUS EquitySingle sector10/25/2020
MVINNatixis Seeyond International Minimum Volatility ETFNatixis GlobalGlobal Equity Global12/29/2020
MXDENationwide Maximum Diversification Emerging Markets Core Equity ETFNationwideGlobal EquityEmerging markets09/08/2020
NEEDDirexion Daily Consumer Staples Bull 3X Shares ETFDirexion FundsUS EquitySingle sector10/25/2020
NFOInvesco Insider Sentiment ETFInvescoUS Equity Broad market04/01/2020
NRGOMicroSectors U.S. Big Oil Index 2X Leveraged ETNBank of Montreal ETNsUS Equity Single industry12/29/2020
NRGZMicroSectors U.S. Big Oil Index -2X Inverse Leveraged ETNBank of Montreal ETNsUS Equity Single industry12/29/2020
OILIpath Series B S&P GSCI Crude Oil ETN Barclays ETNsCommoditiesEnergy04/30/2020
OILDProShares UltraPro 3x Short Crude Oil ETFProSharesCommoditiesEnergy04/01/2020
OILUProShares UltraPro 3x Crude Oil ETFProSharesCommoditiesEnergy04/01/2020
OILXETRACS S&P GSCI Crude Oil Total Return Index ETNEtracs ETNs (UBS Bank)CommoditiesEnergy05/04/2020
OLEMiPath Pure Beta Crude Oil ETNBarclays ETNsCommoditiesEnergy08/04/2020
OMOMOppenheimer Russell 1000 Momentum Factor ETFOppenheimer Funds US EquityBroad market04/01/2020
OQALOppenheimer Russell 1000 Quality Factor ETFOppenheimer Funds US EquityBroad market04/01/2020
ORGJanus Organics ETFJanusUS EquitySingle industry04/01/2020
OSIZOppenheimer Russell 1000 Size Factor ETFOppenheimer Funds US EquityBroad market04/01/2020
OVLUOppenheimer Russell 1000 Value Factor ETFOppenheimer Funds US EquityBroad market04/01/2020
OVOLOppenheimer Russell 1000 Low Volatility Factor ETFOppenheimer Funds US EquityBroad market04/01/2020
OYLDOppenheimer Russell 1000 Yield Factor ETFOppenheimer Funds US EquityBroad market04/01/2020
PACAXtrackers MSCI Latin America Pacific Alliance ETFDeutsche Bank ETFsGlobal Equity Emerging markets07/01/2020
PASSDirexion Daily Consumer Discretionary Bear 3X Shares ETFDirexion FundsUS Equity Single sector10/25/2020
PEKMarket Vectors China ETFVan Eck Global EquitySingle country05/04/2020
PLCPrincipal U.S. Large-Cap Multi-Factor Core Index ETFPrincipal FundsUS Equity Broad market12/29/2020
PLCYEventShares U.S. Policy Alpha ETFEvent SharesUS EquityBroad Market09/08/2020
PMOMPrincipal Sustainable Momentum Index ETFPrincipal FundsUS Equity Broad market08/19/2020
PMRInvesco Dynamic Retail ETFInvescoUS Equity Single industry04/01/2020
PPDMPortfolio+ Developed Markets ETFDirexion FundsGlobal EquityDeveloped markets ex-US10/01/2020
PPEMPortfolio+ Emerging Markets ETFDirexion FundsGlobal EquityEmerging markets10/01/2020
PPLCPortfolio+ S&P 500 ETFDirexion FundsUS Equity Broad market10/01/2020
PPLNJPMorgan Cushing 30 MLP Index ETNJ.P. Morgan ETNsSpecial Security TypesMLPs01/18/2020
PPMCPortfolio+ S&P Mid Cap ETFDirexion FundsUS EquityBroad market10/01/2020
PPSCPortfolio+ S&P Small Cap ETFDirexion FundsUS Equity Broad market10/01/2020
PSMPrincipal U.S. Small-MidCap Multi-Factor Core Index ETFPrincipal FundsUS EquityBroad market12/29/2020
PVALPrincipal Contrarian Value Index ETFPrincipal FundsUS Equity Broad market08/19/2020
QGTAIQ Leaders GTAA Tracker ETFNew York LifeAsset AllocationGlobal08/19/2020
QVMArrow QVM Equity Factor ETFArrow SharesUS EquityBroad Market11/26/2020
REDVInvesco Emerging Markets Ultra Dividend Revenue ETFInvescoGlobal EquityEmerging markets04/01/2020
REEMOppenheimer Emerging Markets Revenue ETFInvescoGlobal EquityEmerging markets04/01/2020
REFAOppenheimer International Revenue ETFOppenheimer Funds Global EquityDeveloped markets ex-US04/01/2020
RENWPickens Morningstar Renewable Energy Response ETFRenewable EnergyGlobal Equity Single industry02/03/2020
RGLBOppenheimer Global Revenue ETFOppenheimer Funds Global EquityGlobal04/01/2020
RIDVOppenheimer International Ultra Dividend Revenue ETFOppenheimer Funds Global EquityDeveloped markets ex-US04/01/2020
RISESit Rising Rate ETFETF Managers GroupUS Fixed IncomeInverse debt11/26/2020
ROREHartford Multifactor REIT ETFHartford FundsUS EquitySingle industry08/19/2020
RPUTWisdomTree CBOE Russell 2000 PutWrite Strategy ETFWisdom TreeAlternativesOptions02/03/2020
RTLPacer Benchmark Retail Real Estate SCTR ETFPacer ETFsUS EquitySingle sector05/23/2020
RUSSDirexion Russia Bear (3x) ETFDirexion FundsGlobal Equity Single country04/01/2020
RWCDDirexion MSCI Cyclicals Over Defensives ETFDirexion FundsAlternativesOther10/01/2020
RWDCDirexion MSCI Defensives Over Cyclicals ETFDirexion FundsAlternativesOther10/01/2020
RWDEDirexion MSCI Developed Over Emerging Markets ETFDirexion FundsAlternativesOther10/01/2020
RWEDDirexion MSCI Emerging Over Developed Markets ETFDirexion FundsAlternativesOther10/01/2020
RWIUDirexion FTSE Russell International Over US ETFDirexion FundsAlternativesOther10/01/2020
RWLSDirexion Russell Large Over Small Cap ETFDirexion FundsAlternativesOther10/01/2020
RWSLDirexion Russell Small Over Large Cap ETFDirexion FundsAlternativesOther10/01/2020
RWUIDirexion FTSE Russell US Over International ETFDirexion FundsAlternativesOther10/01/2020
RWWOppenheimer Financials Sector Revenue ETFOppenheimer Funds US Equity Single sector04/01/2020
RYZZRYZZ Managed Futures Strategy Plus ETFRYZZ CapitalAlternativesManaged futures06/05/2020
SAGGDirexion Total Bond Market Bear 1x Shares ETFDirexion FundsUS Fixed Income Inverse debt04/01/2020
SCAPAdvisorShares Cornerstone Small Cap ETFAdvisorSharesUS EquityBroad market04/14/2020
SCIDGlobal X Scientific Beta Europe ETFGlobal X FundsGlobal Equity Europe09/08/2020
SCIFIndia Small-Cap ETFVan Eck Global Equity Single country05/04/2020
SCIJGlobal X Scientific Beta Japan ETFGlobal X FundsGlobal Equity Single country09/08/2020
SCIUGlobal X Scientific Beta US ETFGlobal X FundsUS Equity Broad market09/08/2020
SCIXGlobal X Scientific Beta Asia ex-JPN ETFGlobal X FundsGlobal Equity Developed markets ex-US09/08/2020
SCOMProShares UltraPro Short 3x Communication Services Select Sector ETFProSharesUS EquitySingle sector04/01/2020
SDAGIQ Short Duration Enhanced Core Bond U.S. ETFNew York LifeUS Fixed IncomeBroad market08/19/2020
SDYLUBS ETRACS Monthly Pay 2xLeveraged S&P Dividend ETNEtracs ETNs (UBS Bank)US EquityBroad Market11/26/2020
SEAInvesco Shipping ETFInvescoGlobal EquitySingle industry04/01/2020
SLIMThe Obesity ETFJanusGlobal EquitySingle industry04/01/2020
SMHDETRACS Monthly Pay 2x US Small Cap High Dividend ETNEtracs ETNs (UBS Bank)US Equity Broad market04/01/2020
SMLLDirexion Daily Small Cap Bull 2X Shares ETFDirexion FundsUS Equity Broad market10/01/2020
SOILGlobal X Fertilizers/Potash ETFGlobal X FundsGlobal Equity Single industry09/08/2020
SPYBSPDR S&P 500 Buyback ETFState Street (SPDRs)US Equity Broad market06/05/2020
STPPiPath US Treasury Steepener ETNBarclays ETNsAlternativesOther08/19/2020
TAOInvesco China Real Estate ETFInvescoGlobal Equity Single country04/01/2020
TAPRBarclays Inverse US Treasury Aggt ETNBarclays ETNsUS Fixed IncomeInverse debt12/29/2020
TAWKDirexion Daily Communication Services Index Bull 3X Shares ETFDirexion FundsUS EquitySingle sector10/25/2020
TBLUTortoise Water Fund ETFTortoise Index SolutionsUS EquitySingle industry09/08/2020
TBNDTactical Income ETFTactical IncomeAsset AllocationUS11/26/2020
TTTNTigerShares China-U.S. Internet Titans ETFTigerSharesGlobal Equity Single industry11/26/2020
TVIXVelocityShares Daily 2x VIX Short-Term ETNVelocityShares ETNsAlternatives Volatility07/16/2020
TYBSDirexion Daily 20+ Year Treasury Bear 1x Shares ETFDirexion FundsUS Fixed Income Inverse debt10/01/2020
UAGETRACS CMCI Agriculture TR ETNEtracs ETNs (UBS Bank)CommoditiesAgriculture12/29/2020
UAUDVelocityShares Daily 4x Long AUD vs USD ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
UBGETRACS CMCI Gold TR ETNEtracs ETNs (UBS Bank)CommoditiesPrecious metals12/29/2020
UBIOProShares UltraPro Nasdaq Biotechnology ETFProSharesUS EquitySingle industry04/01/2020
UCHFVelocityShares Daily 4x Long CHF vs USD ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
UCIETRACS CMCI Total Return ETNEtracs ETNs (UBS Bank)CommoditiesBroad market12/29/2020
UCOMProShares UltraPro Communication Services Select Sector ETFProSharesUS EquitySingle sector04/01/2020
UEURVelocityShares Daily 4x Long EUR vs USD ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
UGAZVelocityShares Long Natural Gas (3x) ETNVelocityShares ETNsCommoditiesEnergy07/16/2020
UGBPVelocityShares Daily 4x Long GBP vs USD ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
UGLDVelocityShares Long Gold (3x) ETNVelocityShares ETNsCommoditiesPrecious metals07/16/2020
UJPYVelocityShares Daily 4x Long JPY vs USD ETNVelocityShares ETNsCommoditiesCurrency11/26/2020
ULBRVelocityShares Long LIBOR ETNVelocityShares ETNsAlternativesOther04/18/2020
URRMarket Vectors Double Long Euro ETNMarket Vector ETNs (Morgan Stanley)CommoditiesCurrency05/04/2020
USDYPacific Global US Equity Income ETFPacific GlobalUS Equity Broad market10/30/2020
USLVVelocityShares Long Silver (3x) ETNVelocityShares ETNsCommoditiesPrecious metals07/16/2020
USVETRACS CMCI Silver TR ETNEtracs ETNs (UBS Bank)CommoditiesPrecious metals12/29/2020
UWTVelocityShares 3x Long Crude Oil ETNVelocityShares ETNsCommoditiesEnergy04/05/2020
VALXValidea Market Legends ETFValidea FundsUS Equity Broad market05/18/2020
VGFOVirtus WMC Global Factor Opportunities ETFVirtus ETF SolutionsGlobal EquityGlobal07/29/2020
VIIXVelocityShares Daily Long VIX Short-Term ETNVelocityShares ETNsAlternatives Volatility07/16/2020
VQTBarclays Dynamic VEQTOR ETNBarclays ETNsUS EquityBroad market09/08/2020
WBALWisdomTree Balanced Income Fund ETFWisdom TreeAsset AllocationGlobal02/03/2020
WCHNWisdomTree ICBCCS S&P China 500 Fund ETFWisdom TreeGlobal EquitySingle country06/05/2020
WDRWDirexion Daily Regional Banks Bear 3x Shares ETFDirexion FundsUS EquitySingle industry04/01/2020
WTIDUBS ETRACS - ProShares Daily 3x Inverse Crude ETNEtracs ETNs (UBS Bank)CommoditiesEnergy04/01/2020
WTIUUBS ETRACS - ProShares Daily 3x Crude ETNEtracs ETNs (UBS Bank)CommoditiesEnergy04/09/2020
XCOMProShares Ultra Communication Services Select Sector ETFProSharesUS EquitySingle sector10/11/2020
XTHSPDR S&P Technology Hardware ETFState Street (SPDRs)US EquitySingle industry06/05/2020
YCOMProShares UltraShort -2x Communication Services Select Sector ETFProSharesUS EquitySingle sector10/11/2020
YGRNMicroSectors U.S. Big Oil Index Inverse ETNBank of Montreal ETNsUS Equity Single industry12/29/2020
ZBIOProShares UltraPro Short Nasdaq Biotech ETFProSharesUS EquitySingle industry04/01/2020
ZIVDaily Inverse VIX Medium-Term ETNVelocityShares ETNsAlternativesVolatility07/16/2020
ZMLPDirexion Zacks MLP High Income Shares ETFDirexion FundsSpecial Security TypesMLPs10/25/2020
TOTAL292

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